Cross-Border Mergers & Acquisitions Division provides this resource page for releases in relation to its regulatory enforcement activities, comprising of proposed policies and rules, agency releases, regulatory compliance statements, and procedural implementations.

Proposals and Rules

All Cross-Border Mergers & Acquisitions Division proposed policies and rules are found here. Reviews, comments, and updates are available upon request by contacting the Cross-Border Mergers & Acquisitions Division.

• Advancing International Issuer Documentation
• Exemptions For Trading Funds

Releases

The Cross-Border Mergers & Acquisitions Division here publishes releases to gather insights and analyses on investments and financial matters to enhance development of policies and assess best practices and enforcement activities. Reviews, comments, and updates are available upon request by contacting the Cross-Border Mergers & Acquisitions Division.

• Release on Administrative Documentation of Financial and Authorization Reports
• Release on IPO Prohibitions and Allocations

Regulatory Statements

The Cross-Border Mergers & Acquisitions Division publishes regulatory statements that give explanation to subjects pertaining to investment activities and financial matters. This page summarizes recent regulatory statements released by the Cross-Border Mergers & Acquisitions Division.

• Regulating Small Business Units
• Options for Resolving Disputes

For more information, please contact the Cross-Border Mergers & Acquisitions Division.